The Levelers: Libertarian Revolutionaries
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| by Nick Elliott |
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Among students of intellectual history, the revolutions
in the United States (1776), France (1789), and Russia (1917)
attract most interest as being the result and cause of ideas:
in America the liberalism of Thomas Paine and the later
Federalists, in France the turbulent combination of the
liberalism of Voltaire and Montesquieu with the populism of
Rousseau, and in Russia the path-breaking implementation of
Marxism. Earlier revolutions in the Netherlands and in
England are often passed over.
The first English "revolution," following the Civil War
of 1641-1646, was a remarkable event for the ideas which led
up to it, and which ensued from it. England had been a
profoundly individualistic society for centuries before the
war. As Alan MacFarlane has shown in The Origins of English
Individualism, there was little of the tradition of communal
ownership and dependency in social relationships of the sort
that prevailed in mainland Europe.1 This individualism made
England particularly hospitable to Reformation ideas, and
subsequently to liberal principles.
The Reformation was a challenge to the monolithic state
churches. It also allowed for each believer to communicate
with God in his own way, and so made the church hierarchy
redundant. The fragmentation of English religion was aided by
the translation and mass production of the Bible, allowing
each individual to interpret for himself. Religious radicals,
like the Leveler leader John Lilburne, drew upon the stories
of Protestant suffering told by John Foxe in his Book of
Martyrs.
One of the major reasons why civil war erupted was that
Charles I and his Archbishop of Canterbury, William Laud, were
attempting to impose a uniform high church religion. This
policy was inextricably linked to the maintenance of state
hegemony. Laud ordained a weekly reading in every church of
the Divine Right of Kings -- the doctrine that kingship is
directly conferred by God. The Church of England had often
been used before to control the ideas and behavior of
subjects. Those who challenged the authority of the church
also threatened the powers of the state. The Earl of
Strafford recognized this when he wrote: "These men do but
begin with the Church that they might have free access to the
state."2
Early Liberals
Against this circumstantial background a group developed
known as "The Levelers," an informal alliance of agitators and
pamphleteers who shared the same commitment to liberal
principles. The Levelers have been neglected by more recent
liberals. Indeed, it has remained a largely unchallenged
assumption that they had socialist aspirations.
"Leveler" was a term of abuse, coined by those seeking to
exaggerate the threat of their ideas. The only sense in which
they were levelers was that they sought an equality of rights
in law; they railed against tipping the scales of justice in
favor of those with wealth and status. Yet they explicitly
disavowed the charge of favoring the leveling of wealth. They
distanced themselves from the "Diggers" or "True Levelers,"
who were genuine visionary communitarians.
Against the despotism of the Stuart state the Levelers
invoked the concept of natural rights. They drew upon the
explication of natural law by Christopher St. Germain in his
book Doctor and Student.3 Richard Overton, one of the leading
Leveler activists, expressed the principle like this: "...by
natural birth all men are equally and alike borne to like
propriety, liberty and freedom."4
Natural rights are a current of thought in the liberal
tradition: the theory was later expanded by the philosopher
John Locke and was the foundation of the United States
Constitution. When the Levelers spoke of rights, they assumed
them to reside with individuals. They believed that each man
should have freedom limited only by regard for the freedom of
others.
What went alongside the principle of equal natural rights
was the principle of equality in law. In this they championed
the cause of the common man by calling for the law to be
applied impartially, without favor to wealth or position. For
the Levelers, the basis of law should be English common law,
supplemented by a few statutes which guaranteed individual
liberty, such as the Magna Carta and the Petition of Right.
They renounced most of the laws made since the Norman
invasion, the corruption of the common law tradition being
seen as the result of the "Norman yoke." Sir Edward Coke's
Institutes, the classic contemporary defense of evolutionary
common law, was used as a Leveler handbook. Their approach
anticipated the case for evolutionary common law as opposed to
statutory law, made by later liberals such as David Hume and
F. A. Hayek.
It was a principle justified by bitter experience. The
Leveler leaders suffered numerous times from arbitrary arrest
and imprisonment, both under the Stuart monarchy and under the
postwar republic. In a famous trial in 1649, John Lilburne
was indicted for high treason. Lilburne made a strident
defense on grounds of principle, and confounded his opponents
with procedural delays. He convinced the jury of his
innocence and was acquitted. The result was hailed as a great
victory; bonfires were lit throughout the capital. Yet,
within a year, he was tried and convicted by Parliament,
acting as judge and jury, and banished to lifelong exile in
the Netherlands. He died under sentence, having spent 12
years of his 42-year life as a prisoner of the state.
Lilburne held such a commitment to his legal philosophy
that he opposed the trial and execution of Charles I -- whom
Lilburne had enlisted in the Parliamentary army to dethrone.
He believed that if the King was to be tried at all, then it
should be before a common law court and jury, the procedure of
justice that should be available to every free-born
Englishman.
To the Levelers, all men were born free and equal. It
followed that government could be legitimate only as a
contract among free individuals. Government was justified
only as a voluntary combination to provide better protection
for property. The cohesion of principles is illustrated by
this statement, made by Leveler Maximilian Petty at the Putney
debates:
For I judge every man is naturally free; and I
judge the reason why the men when they are in so
great numbers that every man could not give his
voice, was that they who were chosen might preserve
property; and therefore men agreed to come into some
form of government that they might preserve property....5
Monarchs had obligated the allegiance of subjects by
claiming that their authority was granted by God. For the
Levelers, government was legitimate only if the consent of
those under it was secured. In the contest of history their
belief in representative government was notably advanced; the
idea was to become the basis of Western democracies.
The Response to Despotism
It is an accident of history that the Reformation
movement gave rise to ideas which re-assessed the relationship
of the individual to the state. Luther was shocked when his
denouncement of church corruption led to uprisings in Germany,
and he called for the rebellion to be crushed without mercy.
Calvin was less conservative in accepting the consequences of
his doctrinal challenge, but the organization of society which
the Calvinists established in Geneva was very closed and
restrictive. Neither the state church, nor the Lutherans and
Calvinists, wanted pluralism in religion, but the unexpected
outcome of their conflict was that overall compliance was less
easy to enforce.
It was the same with religious toleration in England.
Parliament had rebelled against the King not because they
objected to uniformity of religion, but because they disliked
his own preference for a High Church, and Laud's inclination
towards Arminianism. During and after the war neither side
held the authority to enforce a doctrine. The result, which
neither Parliament nor King sought, was de facto toleration.
Many varieties of faith were being practised throughout
the country. The Levelers themselves differed in religion --
Lilburne was a mainstream Puritan until his conversion to
Quakerism in later years. William Walwyn was an antinomian,
while John Wildman appears to have inclined towards
skepticism. The breakdown of conformity in religion made the
law an anachronism, and made law enforcement an exercise in
futility.
The whole basis of Leveler politics was original in that
the foundation wasn't religious doctrine. What they sought
was a secular republic, without religious direction from the
state. In common with later liberals they called for the
abolition of tithes -- the feudal fee charged to pay for the
state church. They argued for complete religious toleration
-- a position that was very radical for the time.
Those in government, before and after the Civil War,
felt alternative doctrines to be a threat. Tight controls
were maintained over the means of communicating new ideas, by
vesting the sole right to print and publish with agents of the
state. Under Charles I all printing and publication were
controlled by the Stationers Company, which held a legal
monopoly.
Lilburne first became famous when, as a young man, he was
arrested by officials of the Stationers Company while
assisting in the illegal importation of texts from the
Netherlands. Tried and convicted before the Star Chamber, he
was flogged down the length of Fleet Street, pilloried, and
then shackled in a prison cell. Lilburne was freed after two
years, in time to enlist with the Parliamentary army. After
the war, Parliament was no more willing than the King had been
to relinquish control of printing. The Stationers Company was
not abolished, but reformed as the "Committee of
Examinations." Lilburne soon fell afoul of the Examiners.
Locked away at their behest in Newgate prison, he wrote
Englands Birth-Right Justified, an eloquent piece of writing
in which he called for the dissolution of the "insufferable,
unjust and tyrannical Monopoly of Printing."
The imposition of an alien prayer-book in Scotland
provoked rebellion and led to the First Bishops War against
the Scots in 1639. Charles had not called a Parliament since
1629 and so had scant means to finance the war. The Stuart
machinery of government was still largely feudal, and the King
had to exploit what expedients he could to find revenue. He
revived knighthood fines, imposed fines for the enclosure of
forests and common land, increased excise taxes on
domestically produced goods, and levied "ship money" --
supposedly to finance the navy -- upon inland towns. Another
expedient was the creation of monopolies -- the sale by
government of the sole right of manufacture. These expedients
bridled the economy and were particularly onerous for small
capitalists. They were one of the heavy grievances which led
men to take up arms and fight a war against the King.
The most despised monopoly was the Merchant Adventurers
Company, which held the sole right for trade in textiles. A
booklet popularly received was the anonymous A Discourse for
Free Trade, which called for the removal of their charter.6
In the Leveler constitution, trade was to be free from
government intervention:
That it shall not be in their power to continue or
make any Laws to abridge or hinder any person or
persons, from trading or merchandizing into any
place beyond the Seas, where any of this Nation
are free to Trade.7
Leveler support had its basis in the Parliamentary army,
which was uniquely suitable for the spread of radicalism.
Ironically, it was Oliver Cromwell, the leader at odds with
the Levelers, who had formed the army into a meritocracy.
"Gentlemen" did not have automatic passage into the officer
elite: rank was dependent upon soldiering ability. Ordinary
pikemen and musketeers were less divided from the men of
status, and began to see themselves as equal in rights to
their leaders. The most dedicated fighters were motivated by
religious zeal, and some of them were forceful orators, with
the captive audience of fellow soldiers.
When the first civil war was won, the victorious army
hoped for great things. But, Parliament viewed the standing
army as a threat to its power, and as a dangerously radical
body of opinion. They ordered the troops to disband, which
added to discontent and reinforced Leveler support. When the
troops elected their own agitators, the army became a
political force.
What followed were the remarkable Putney debates, at
which ordinary soldiers sat down with generals -- Oliver
Cromwell and Henry Ireton -- to discuss political principles.
The Levelers argued that government can be legitimate only
with the consent of the citizens. They contended that there
was no basis for excluding poor men from voting, because
without having a voice in the making of laws one is not
obliged to comply with those laws. Colonel Rainsborough made
the case like this:
...for really I think that the poorest he that is in
England hath a life to live as the greatest he; and
therefore truly, sir, I think it's clear, that every
man that is to live under a government ought first
by his own consent to put himself under that government.8
They drew up a constitution to be presented and agreed to
by the people, distributed in pamphlet form as An Agreement of
the People. The first Agreement appeared in 1647, and two
variations in subsequent years. The Agreements were drawn up
by people who had been severely disillusioned by the new
regime. They had taken up arms to fight against the arbitrary
rule of King Charles I, but now saw Parliament becoming
equally despotic.
The Agreements aimed to limit government by dispersing
power among separated executive, legislative, and judicial
branches. The House of Lords was to be abolished. Certain
individual rights were to be protected from government
infringement by constitutional guarantee. The obvious
parallel here is with the American revolutionaries, who
enshrined their concept of natural rights in a constitution
which was aimed at restraining government.
The separation of powers was incorporated into the
Instrument of Government drawn up by John Lambert, Britain's
first and only written constitution. The Instrument
established a division of powers among the Lord Protector,
Parliament, and a Council of State. It also guaranteed
certain individual liberties against the encroachment of
statute law; it guaranteed religious freedom for all but
Catholics and followers of "licentious" sects. Although the
Levelers denounced the Instrument, their ideas had a clear
bearing upon its design.
The Leveler Legacy
Many of the books written about the Levelers chart their
"rise and decline" as a political movement, as if their
importance lasted only as long as they had the ear of Oliver
Cromwell. More significant than the movement and its
activists were the ideas which they introduced into public
discussion. Their ideas lived on, long beyond their immediate
political successes. In 1826, when Thomas Jefferson wrote
that "[T]he mass of mankind has not been born with saddles on
their backs, nor a favored few booted and spurred, ready to
ride them legitimately," he was quoting the words of Leveler
Richard Rumbold.9 Americans founded a republic with a
government limited by constitution; they enacted what the
Levelers had proposed before.
Religious uniformity could never be a serious policy
again with the great diversity of faiths that had been
flourishing outside of controls. Toleration in law was
admitted in 1689, with freedom of worship made permissible for
all but Unitarians and Catholics. It was made complete in the
nineteenth century with the opening of the political nation to
Catholics and Jews. State involvement in religion remained an
issue of contention for the liberals of later years. Tithes
fell into disuse, although not formally abolished until 1936.
For the same reason -- the obvious futility of the law --
censorship ceased to be a sensible undertaking. Improved
printing technology had made pamphleteering simpler and
cheaper. When in 1644 the poet John Milton published his
famous Areopagitica: A Speech for the Liberty of Unlicensed
Printing, the work was illegally dispersed through the
underground London printing network; its spread was a
vindication of the very argument contained within. The output
of private presses outgrew the resources of the Examiners. In
1645 less than 700 new publications were brought into
circulation. By 1648 the number had grown to over 1400. It
was in this year that The Moderate was first seen, a regular
newspaper with Leveler sympathies. In 1695 censorship was
allowed to lapse from the statute book, in recognition that it
had become ineffective.
After many years of guarded privilege, the Merchant
Adventurers government charter was dissolved in 1689, as one
of the acts of the Glorious Revolution. It was not until the
1840s that trade was freed from the strictures of the law, as
the result of the unrelenting efforts of liberals and
humanitarians. Monopolies of one sort or another have
persisted, and remain a source of contention in modern times.
Leveler support for a wider franchise went unheeded at the
time, but was revived to become one of the great liberal
campaigns of the nineteenth century. In the positions they
took on these questions, the Levelers showed a remarkable
anticipation of what became, much later, liberal and
progressive opinion.
The overthrow of the monarchy in England removed a
structure of government that had existed for centuries. For
the first time, a new foundation of government had to be
built. Questions of political philosophy took on a new
importance.
It was also a time when the monopoly powers of government
were not sustained. In their absence, individual liberty was
left to prosper. People needed to worry less about offending
the law when they practised their religion or set down an
opinion in writing.
For a time, in the postwar upheaval, when they had won
support of the army, the Levelers were power-brokers; Cromwell
and the army leaders had to consort with the Leveler leaders.
Leveler fortunes climbed, and Cromwell remained receptive --
but only while he needed the army against Parliament and the
Scots.
Remarkable while it lasted, Leveler control over the
balance of power could be maintained only so long as there was
instability. With the Scots defeated, and Parliament brought
into forced obedience, Cromwell could act against the
Levelers. Once more, their political activities placed them
in danger. They either retired, escaped, or went to prison.
In retrospect, however, prison walls did not prevent the
advance of their ideas. In subsequent years, England became a
freer place in which to live, and this owed something to the
efforts of these early libertarians.
- Alan MacFarlane, The Origins of English Individualism
(Oxford: Blackwell, 1979).
- M. A. Gibb, John Lilburne the Leveller -- A Christian
Democrat (London: Lindsay Drummond, 1947), p. 35.
- Pauline Gregg, Free-Born John (London: Dent, 1986), p.
217.
- Richard Overton, "An Arrow Against All Tyrants," in
The Levelers in the English Revolution, G. E. Aylmer (ed.),
(London: Thames and Hudson, 1975), p. 69.
- Aylmer, p. 106.
- Gregg, p. 118.
- An Agreement of the People, in Aylmer, p. 165.
- Aylmer, p. 100.
- Christopher Hill, The Experience of Defeat (London:
Faber and Faber, 1984), p. 37.
Mr. Elliott works for the Adam Smith Institute, a free-market
think tank in London. He is a regular contributor to the
journal Economic Affairs, published by the Institute of
Economic Affairs.